What is the AI for Wealth Management suite?

The AI for Wealth Management suite is a collection of AI agents designed to automate client onboarding, advisor workflows, and M&A data migration for wealth management firms.

How does the Client Onboarding Agent work?

The Client Onboarding Agent automates document collection, account setup, and client verification to deliver a faster and more consistent onboarding experience.

How does the suite integrate with existing systems?

The suite integrates with existing wealth management systems through Uptiq's Integration Cloud platform.

Is the platform secure?

Yes, Uptiq maintains enterprise-grade security standards for wealth management operations with complete audit-ready visibility across all workflows.

AI for Wealth

AI that actually does the work.

Give every advisor an AI workforce that automates the operational work behind wealth management.

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New client onboarding

Anderson Family Trust · $4.2M transfer

Advisor: J. Reyes

Documents collected

9 of 9 received and read

Done

Custodian paperwork prefilled

Ready to sign

Done

KYC and AML checks

Cleared and logged

Done

Suitability documented

Tied to your policy

Done

You

Final review

Household is ready to fund

Your call

150+

Institutions Trust Uptiq

What Uptiq does

Give your advisors their calendar back.

Every wealth firm has work that pulls advisors off the client. Uptiq agents take it on across onboarding, compliance, and client lending.

Works with what you have

Connects to your custodian, CRM, and portfolio accounting through 100+ integrations. No rip or replace.

Your advisors stay in charge

Agents prepare the work. Advisors review, approve, and own every relationship.

Start today and expand

Pick one area. See results in weeks. Add agents when ready.

Solutions

An AI workforce across your firm.

Onboarding

Turn prospects into funded households faster.

Agents collect documents, prefill custodian paperwork, and clear NIGOs before they stall the account.

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Compliance

Prove it, including the book you just bought.

Reviews cover every account and every communication, not a sample. Acquired books get the same treatment before they become your exam exposure.

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Client lending · UPM

Keep clients invested while unlocking liquidity.

Advisors place client mortgages and securities-based lending through UPM. The asset stays in the household.

Visit UPM

Qore AI Platform

Everything you need to run AI.

Qore reads the documents, knows the work, follows your policies, and connects to your systems.

Document AI

Reads every document.

Statements, tax returns, trust documents, and custodian forms read at 95%+ accuracy.

Financial Skills

Knows the work.

Suitability, household rollups, and review documentation, the way wealth firms do it.

Knowledge

Knows your policies.

Every agent draws on the same approved compliance manual.

Integrations

Fits your stack.

Custodian, CRM, and portfolio accounting connected through 100+ integrations.

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Proof, not promises

What you can count on.

Live production numbers, not demo conditions.

95%+

Document accuracy

100+

Integrations

80%

Less manual administrative work

50%

More advisor capacity

Basis: aggregate results across Uptiq deployments in financial services.

Case study

See how one bank is doing it.

UPM

More loans placed, same team.

UPM serves high net worth borrowers and the advisors who refer them. Manual document review capped what a processor could carry. Uptiq agents took on the reading and condition clearing. UPM kept the client relationships.

Read the full story

300%

increase in loan volume

75%

faster loan approvals

3×

loan processing capacity

Resources