AI Agents for Wealth Firms | Build AI-Powered Solutions for Wealth Management

Scale Wealth Management — Without Adding Headcount

Uptiq builds agentic workflows that plug into your CRM, custodian, doc center, and planning tools—so onboarding takes minutes, reviews surface themselves, and advisors act faster.

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Trusted by 150+ financial institutions

Live in wealth & lending; deliver in weeks, not months

Typical first deployment: 8–12 weeks to ROI

The Intelligence Layer Wealth Firms Actually Need

An intelligence layer that reads your systems, enforces your rules, and automates the top value drivers—no rip-and-replace

Financial-grade AI

Fine-tuned “document + policy + workflow” skills, multi-agent orchestration, audit trails

Workflows in your system of record

We embed into Salesforce, Redtail, Wealthbox, Egnyte/Box/SharePoint, DocuSign, Orion—and 100+ more.

Enterprise delivery

Private-cloud options, PII controls, and a dedicated Trust Center advisors can share with compliance.

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Zero-Friction Onboarding for Advisors & Clients Alike

Seamless onboarding that actually is.

Cut review time 50–65%

Auto-extract, validate, and reconcile across forms, CRM, and custodian requirements.

Slash NIGOs.

20+ rule checks (IDs, addresses, trust/entity, suitability, signatures) with exception routing + audit notes.

End swivel-chairing

Prefill from documents to fill out CRM, firm docs, custodian docs and send via DocuSign, confirm nothing changed when signed, and file to the right client folder.

AML/CSI integration ready

One-time & annual reviews with “noise-aware” re-checks.

Simple 3-Step Workflow

ROI Impact

Before

Days

After

Minutes

$109,500

Annual cost savings per representative example

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Client Onboarding & Lending Agents Built for Modern Wealth Firms

Wealth clients expect fast, seamless, and highly personalized experiences. Yet onboarding remains slow, documentation-heavy, and disconnected from ongoing advisory workflows. Uptiq’s AI Wealth Agents remove this friction — helping advisors onboard clients faster and unlock lending opportunities that deepen wallet share.

Client Onboarding Agent

Transforms digital banking into a daily strategic copilot for SMBs.

Traditional onboarding slows advisors down with fragmented forms, manual data entry, and repeated information requests. The Client Onboarding Agent automates the entire experience end-to-end:

Intelligent data capture from statements, KYC/AML docs, and financial summaries

Automatic pre-fill of client profiles & custodial forms

Real-time eligibility checks for risk, suitability, and investment mandates

Advisor-side dashboard for tracking onboarding progress

A client-friendly digital journey that eliminates back-and-forth email threads

Outcome :

Advisors onboard clients in minutes, not weeks — reducing drop-offs and accelerating funding and AUM growth.

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Client Lending Marketplace

A unified lending marketplace tailored to the wealth ecosystem

Clients increasingly expect borrowing solutions to come from their advisors not external banks. The Client Lending Marketplace brings all credit products into one personalized experience:

Pre-qualified options for home, CRE, securities-backed lending, credit lines, yacht/aviation loans, and more

Automated document gathering and eligibility checks

Side-by-side loan comparisons

Advisor-facing insights to identify lending opportunities across their book

API-integrated partners for instant soft checks and rapid approvals

Outcome :

Advisors expand wallet share with every client by offering a full suite of credit options — without becoming loan officers.

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