Exam & Audit Management Agent

Automate Every Step of Exam Readiness

Assemble examination evidence, respond to RFIs on deadline, and track every MRA finding through remediation, maintaining the documentation depth that examiners expect and that management and legal need to approve before anything is submitted.

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Institutions Trust Uptiq

Automate Exam and Audit Readiness Management

Replace last-minute evidence scrambles, missed RFI deadlines, and manually tracked MRA registers with a continuous exam-readiness workflow that keeps documentation current, responses on schedule, and findings progressing toward closure, with management and legal approving every submission.

Evidence Assembly & Exam Preparation

Identifies the documentation required for each scheduled examination based on the examiner type and scope, maps available evidence across the institution's systems and document repositories, and assembles a structured evidence package ready for management and legal review before submission. The assembled package includes source traceability for every document, satisfying the examiner's expectation that institutions can explain where evidence originates and how it was selected.

Identifies required documentation by exam type, scope, and regulatory agency

Maps and assembles evidence from across institutional systems and repositories

Produces structured packages with source traceability ready for management review

RFI Response Management

Tracks every Request for Information issued during an examination, assigns ownership, monitors response deadlines, and assembles the requested documentation for authorized reviewer approval before submission to the examiner. Deadline proximity alerts escalate overdue responses before they create examiner concerns about institutional cooperation, a signal that historically leads to expanded examination scope.

Tracks every RFI, assigns ownership, and monitors response deadlines

Assembles requested documentation for authorized approval before examiner submission

Escalates deadline proximity alerts to prevent overdue responses and scope expansion

MRA Tracking & Remediation Management

Logs every Matter Requiring Attention and Matter Requiring Immediate Attention, records the examiner's concern, the institution's response commitment, and the remediation timeline, and tracks each finding through to closure with supporting evidence. Findings are linked to root causes, responsible owners, and compensating controls, producing the traceability that regulators now expect institutions to maintain as a demonstration of sound governance, not just compliance.

Logs MRAs and MRIAs with examiner concern, response commitment, and timeline

Tracks each finding to closure with supporting remediation evidence

Links findings to root causes, owners, and compensating controls for governance traceability