Enterprise & Operational Risk Agent

One Risk View. Not Five Separate Spreadsheets.

Facilitate RCSAs, monitor KRIs against risk appetite in real time, and manage operational loss events through a single integrated workflow, so the risk committee always knows where the institution stands and where it is trending.

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Institutions Trust Uptiq

Automate Enterprise and Operational Risk Management

Replace RCSA spreadsheets, manually compiled KRI dashboards, and disconnected loss event logs with an integrated risk management workflow that keeps assessments current, breaches visible, and findings tracked, without pulling risk teams away from the judgment work only they can do.

RCSA Facilitation & Control Assessment

Structures the RCSA process with a standardized risk taxonomy, ingests control evidence from business units across the institution, classifies risks and controls consistently, and produces a current, board-ready heat map for human review and approval. AI-assisted RCSA execution reduces assessment cycle times by nearly 40% compared to traditional manual workflows, keeping risk assessments current rather than perpetually behind the operational reality they are meant to reflect.

Structures and facilitates RCSAs at the business-unit level with standardized taxonomy

Ingests control evidence and produces risk and control assessments for human review

Generates risk heat maps and control-effectiveness ratings with source documentation

KRI Monitoring & Appetite Tracking

Monitors Key Risk Indicators continuously against the risk appetite parameters set by the risk committee or CRO, surfaces threshold breaches with trending context and related control-effectiveness data, and supports scenario analysis and stress testing inputs for capital and reserve planning. When a KRI breaches, the risk committee receives a structured briefing, not just an alert, that includes trend direction and analogous historical events.

Monitors KRIs continuously against board-approved risk appetite thresholds

Surfaces breaches with trend context and related control-effectiveness data

Supports scenario analysis and stress-test inputs for capital and reserve planning

Operational Loss Event Management

Ingests loss events from incident management systems, compliance reports, audit findings, and employee submissions; classifies them against Basel operational risk categories; extracts root-cause data; and tracks remediation actions to closure. Loss event data feeds back into the RCSA process automatically so that control-effectiveness ratings produced in the next assessment cycle reflect what the institution's operational experience has actually demonstrated.

Ingests and classifies operational loss events against Basel risk categories

Extracts root-cause data and tracks remediation actions to closure

Feeds loss event data back into RCSA control-effectiveness ratings automatically