Policy & Procedure Management Agent

Policies That Stay Current. Controls That Hold.

Draft and update policies, map them to the regulations and risks they are meant to address, identify coverage gaps before examiners do, and manage attestation and distribution, keeping the institution's written control fabric as strong as the risks it governs.

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Automate Policy and Procedure Lifecycle Management

Replace reactive policy updates, manual regulatory mapping exercises, and spreadsheet-tracked attestation cycles with a structured policy management workflow that keeps every written control current, mapped, gap-analyzed, and distributed to the people who need to attest to it.

Policy Drafting & Update Support

Speeds policy updates with regulatory guidance, version control, and a complete audit trail of approved changes.
Drafts and updates policies and procedures with regulatory and risk context surfaced
Maintains complete version history with clear distinction between current and pending content
Supports the review and approval workflow with structured routing to designated owners
Running
Running

Regulatory & Risk Mapping

Maps policies to regulations and risks, automatically identifying coverage gaps when rules change.
Maps policies to regulations and risks in a structured obligation matrix
Identifies coverage gaps where required obligations lack corresponding policy coverage
Flags affected policies automatically when regulatory changes are detected

Attestation & Distribution Management

Manages policy attestations, monitors deadlines, and maintains timestamped records for examiner review.
Manages attestation and distribution to configured staff populations
Tracks attestation completion against deadlines and escalates outstanding items
Retains every attestation record with a timestamp and a policy version reference
Running

What Compliance and Governance Teams See in Practice

Always Current

Policy Library

Keep policies aligned with changing regulations and internal controls.
No More Gaps

Coverage Analysis

Identify regulatory coverage gaps before they become audit findings.
100% Tracked

Policy Attestations

Track every policy attestation with complete audit-ready records.
Agents

Works Seamlessly with the Rest of Your Stack

Regulatory Change Management Agent

Tracks regulatory changes and maps their impact across the business.
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Enterprise & Operational Risk Agent

Monitors operational risk, KRIs, and loss events across the enterprise.
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Integration

Connects seamlessly with lending, servicing, and operational platforms.
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Documents Supported

Extracts and analyzes information from financial and supporting borrower documents.
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faq's

Frequently Asked Questions

What is the Uptiq Policy & Procedure Management Agent?

How does the agent support policy drafting and updates?

How does the regulatory and risk mapping work?

How does attestation management work?

How long does deployment take?

Is the agent secure and compliant with data-handling requirements?

How is this different from a document management system or a GRC policy module?

Ready to deploy the Policy & Procedure Management Agent?

Our team handles deployment end-to-end, from configuration to go-live. Most financial institutions are live within days, and not months.

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