Sanctions / OFAC Screening Agent

Zero Tolerance for a Missed Sanctions Match.

Screen every payment and party against applicable watchlists in real time, resolve potential matches with the contextual detail adjudicators need, and prepare blocking and reporting documentation, with every clearing decision made by a human who can defend it.

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Institutions Trust Uptiq

Automate Sanctions Screening, Match Resolution, and Reporting Prep

Replace alert queues that grow faster than adjudicators can work, manual context assembly that delays match resolution, and blocking and reporting documentation prepared under deadline pressure with a structured screening workflow that screens in real time, resolves with context, and prepares every required action package.

Real-Time Watchlist Screening

Screens every payment and every party like originators, beneficiaries, counterparties, and related entities, against OFAC SDN, sectoral sanctions programs, foreign equivalents (HM Treasury, EU consolidated list, UN Security Council), and any institution-configured supplemental watchlists in real time before a payment processes. Screening coverage extends to ownership and control structures for entity parties, applying the FinCEN beneficial ownership screening standard that prevents sanctions evasion through shell company interposition.

Screens payments and parties against OFAC, HM Treasury, EU, UN, and supplemental watchlists

Extends screening to ownership and control structures for entity parties

Runs in real time before payment processing, not as a post-settlement batch review

Match Resolution with Context

Resolves potential match alerts by assembling the contextual detail that adjudicators need to determine whether a potential match is a true match, a false positive, or a case requiring escalation: the matched list entry with the matching basis, the transaction party's profile and relationship history with the institution, any prior screening history for the party, and the specific identifying information available to support or refute the match. Resolution packages are structured for efficient adjudicator review, providing the context needed for a defensible clearing or escalation decision rather than requiring the adjudicator to reconstruct it.

Assembles match resolution packages with list entry detail, party profile, and screening history

Identifies the specific matching basis and the information available to support or refute it

Structures packages for efficient adjudicator review, context assembled, not just surfaced

Blocking & Reporting Documentation Preparation

Prepares blocking and required reporting documentation for confirmed matches, assembling the blocked transaction report for OFAC, the supporting transaction and party information, and the timeline documentation required by applicable reporting deadlines, and presents the complete package to the compliance officer designated for review and submission authorization. Every alert, every resolution determination, and every reporting action is retained in a full audit trail per transaction for examination review.

Prepares blocking and OFAC reporting documentation for confirmed match cases

Assembles complete reporting packages with transaction detail and compliance timeline

Maintains a full audit trail per alert for examination review, every action documented