What is the Uptiq KYC / CDD / EDD (Ongoing) Agent?

It continuously monitors risk rating factors, manages refresh cadence, screens for adverse media and PEP changes, and escalates to EDD with documented rationale; compliance officers review and confirm every conclusion.

How does continuous risk rating monitoring work?

Customer profiles are evaluated against the CDD risk rating methodology on a rolling basis; when current conditions produce a materially different rating, a change recommendation is surfaced for compliance officer review.

How does cadence management work for different customer risk tiers?

Each customer gets a next-review date by risk rating, annual for standard risk, more frequent for high-risk/EDD, with approaching deadlines escalated to supervisor attention before they lapse.

How does adverse media screening work?

News, regulatory, and law enforcement sources are monitored continuously for existing customers, plus PEP list monitoring for newly designated customers, with findings packaged for compliance officer determination.

How long does deployment take?

Most institutions are managing ongoing CDD within weeks; many begin with cadence management and adverse media screening before adding continuous risk re-rating.

Is the agent secure and compliant?

Yes. SOC 2 Type II compliance, encrypted data handling, role-based access, and audit logging. No rating change or EDD escalation is recorded as final without explicit compliance officer confirmation.

How is this different from a periodic review program managed through a GRC or case management system?

Periodic programs are calendar-driven and static between review dates. The agent adds continuous risk factor monitoring and always-on adverse media/PEP screening between scheduled reviews.

KYC / CDD / EDD (Ongoing) Agent

Due Diligence That Never Goes Stale Between Reviews.

Maintain continuously current customer risk ratings, refresh due diligence on each customer's required cadence, screen for adverse media and PEP status as it changes, and escalate to EDD with documented rationale, with every conclusion reviewed and confirmed by your compliance team.

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Automate Ongoing Customer Due Diligence Management

Replace the periodic review queues, manual risk re-rating processes, and adverse media searches that consume BSA/AML team capacity with a continuous due diligence workflow that keeps every customer risk profile current, every review cadence on schedule, and every EDD escalation documented.